Dominic De Vivo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakhill Independent Financial Services Limited (no longer approved here)

    FRN 453119

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2024)
    • Responsibility for MCD Intermediation (10 Oct 2016 to 1 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 29 Jan 2013)
    • Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Oct 2006 to 12 Feb 2013)
    • CF1 Director (2 Oct 2006 to 8 Dec 2019)
  • Charterhall (no longer approved here)

    FRN 154708

    • Employed By (1 Oct 1998 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.