Dominic Christopher Mowbray Curtis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Savills Investment Management (UK) Limited
FRN 193863
- [FCA CF] Client dealing (since 27 Feb 2024)
- [FCA CF] Material risk taker (since 27 Feb 2024)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (2 Jan 2014 to 6 Jun 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 29 Mar 2008)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Nov 2005)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (1 Nov 2007 to 29 Mar 2008)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.