Dominic Charles Heaton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Oct 2011 to 11 Nov 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (25 Jan 2011 to 25 Oct 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (24 Jun 2010 to 29 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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