Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 8 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2025)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (13 Aug 2014 to 31 Mar 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 Sep 2010 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.