Dominic Benjamin Pearson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [FCA CF] Client dealing (since 13 Jan 2020)
    • [FCA CF] Manager of certification employee (since 13 Jan 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (21 Nov 2016 to 12 Jan 2020)
    • [FCA CF] Client dealing (21 Nov 2016 to 12 Jan 2020)
    • CF30 Customer (6 Jul 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (21 Nov 2016 to 12 Jan 2020)
    • [FCA CF] Client dealing (21 Nov 2016 to 12 Jan 2020)
    • CF30 Customer (6 Jul 2010 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (16 Nov 2009 to 1 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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