Dominic Anthony Chapman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CD Capital Asset Management Limited

    FRN 777665

    • [FCA CF] Significant management (since 18 Feb 2022)
    • SMF16 Compliance Oversight (since 25 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jan 2020)
  • Culross Global Management Limited (no longer approved here)

    FRN 155592

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2020)
    • CF10 Compliance Oversight (15 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (16 Nov 2009 to 8 Dec 2019)
    • CF28 Systems and controls (16 Nov 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.