Dominic Andrew Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Asset Management Limited

    FRN 122674

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 May 2015 to 8 Dec 2019)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2024)
    • CF30 Customer (11 Sep 2018 to 8 Dec 2019)
  • Zadig Asset Management LLP (no longer approved here)

    FRN 435957

    • CF30 Customer (18 Jul 2014 to 20 Feb 2015)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (1 Nov 2007 to 18 Nov 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF30 Customer (1 Nov 2007 to 18 Nov 2011)
    • CF27 Investment Management (13 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.