Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2024)
    • [FCA CF] Client dealing (since 4 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (4 Sep 2024 to 19 Jun 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (26 Jan 2022 to 3 Sep 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2022)
    • CF1 Director (AR) (6 Apr 2017 to 26 Jan 2022)
    • CF30 Customer (14 Jun 2013 to 30 Jun 2014)
  • In Partnership Financial Advisers Limited (no longer approved here)

    FRN 744728

    • (15)Employed By (26 Jan 2022 to 3 Sep 2024)
  • Enter Financial Limited (no longer approved here)

    FRN 665623

    • (2)Employed By (28 May 2015 to 12 May 2017)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF1 Director (AR) (19 Feb 2014 to 11 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.