Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 4 Sep 2024)
- [FCA CF] Client dealing (since 4 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (4 Sep 2024 to 19 Jun 2025)
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- Appointed representative dealing with clients for which they require qualification (26 Jan 2022 to 3 Sep 2024)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2022)
- CF1 Director (AR) (6 Apr 2017 to 26 Jan 2022)
- CF30 Customer (14 Jun 2013 to 30 Jun 2014)
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- (15)Employed By (26 Jan 2022 to 3 Sep 2024)
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- (2)Employed By (28 May 2015 to 12 May 2017)
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- CF1 Director (AR) (19 Feb 2014 to 11 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.