Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LMR Partners LLP (no longer approved here)

    FRN 504126

    • [FCA CF] Material risk taker (17 Mar 2021 to 5 Apr 2024)
    • [FCA CF] Client dealing (17 Mar 2021 to 5 Apr 2024)
    • SMF27 Partner (9 Dec 2019 to 5 Apr 2024)
    • CF4 Partner (19 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (8 May 2012 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 23 Mar 2012)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (28 Sep 2004 to 5 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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