Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (17 Mar 2021 to 5 Apr 2024)
- [FCA CF] Client dealing (17 Mar 2021 to 5 Apr 2024)
- SMF27 Partner (9 Dec 2019 to 5 Apr 2024)
- CF4 Partner (19 Oct 2012 to 8 Dec 2019)
- CF30 Customer (8 May 2012 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 23 Mar 2012)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (28 Sep 2004 to 5 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.