Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 Oct 2012 to 12 Sep 2013)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 24 May 2011)
    • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (10 Oct 2005 to 5 Sep 2006)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 24 May 2011)
    • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (10 Oct 2005 to 5 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.