Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NINETY ONE UK LIMITED
FRN 122420
- SMF18 Other Overall Responsibility (since 1 Jul 2022)
- [FCA CF] Material risk taker (since 25 Nov 2020)
- [FCA CF] Client dealing (since 25 Nov 2020)
- SMF3 Executive Director (5 May 2021 to 1 Jul 2022)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- SMF1 Chief Executive (9 Dec 2019 to 5 May 2021)
- CF3 Chief Executive (1 Oct 2018 to 8 Dec 2019)
- CF29 Significant management (4 Mar 2014 to 1 Oct 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)
- CF1 Director (27 Aug 2004 to 22 Nov 2013)
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Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Material risk taker (since 25 Nov 2020)
- [FCA CF] Client dealing (since 25 Nov 2020)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF29 Significant management (14 Dec 2015 to 1 Oct 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (8 Dec 2004 to 8 May 2015)
- CF27 Investment Management (27 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.