Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 1 May 2024)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • [FCA CF] Client dealing (28 Feb 2021 to 31 Aug 2024)
    • [FCA CF] Manager of certification employee (28 Feb 2021 to 31 Aug 2024)
    • [FCA CF] Material risk taker (28 Feb 2021 to 31 Aug 2024)
    • [FCA CF] Significant management (28 Feb 2021 to 31 Aug 2024)
    • CF30 Customer (21 Nov 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 3 Apr 2014)
    • CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 3 Apr 2014)
    • CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (8 Sep 2003 to 4 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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