Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Manager of certification employee (since 9 Dec 2024)
- [FCA CF] Client dealing (since 1 May 2024)
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- [FCA CF] Client dealing (28 Feb 2021 to 31 Aug 2024)
- [FCA CF] Manager of certification employee (28 Feb 2021 to 31 Aug 2024)
- [FCA CF] Material risk taker (28 Feb 2021 to 31 Aug 2024)
- [FCA CF] Significant management (28 Feb 2021 to 31 Aug 2024)
- CF30 Customer (21 Nov 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 3 Apr 2014)
- CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 3 Apr 2014)
- CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (8 Sep 2003 to 4 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.