Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Apr 2025)
    • [FCA CF] Manager of certification employee (since 7 Feb 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2020)
    • CF30 Customer (25 Nov 2014 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (15 Jul 2024 to 25 Nov 2024)
    • [FCA CF] Client dealing (1 Oct 2020 to 31 Jan 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (25 Jul 2012 to 19 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.