Dixit Aswin Joshi

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2021 to 16 Sep 2022)
    • [FCA CF] Significant management (29 Jul 2020 to 16 Sep 2022)
    • [FCA CF] Manager of certification employee (29 Jul 2020 to 16 Sep 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Aug 2017)
    • CF29 Significant management (16 Feb 2011 to 6 Apr 2011)
    • CF30 Customer (11 Oct 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF29 Significant management (18 Aug 2008 to 9 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 9 Jul 2010)
    • CF21 Investment Adviser (10 Nov 2003 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (19 Sep 2002 to 9 Oct 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Sep 2002 to 9 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.