Divij Ruparelia

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAI MAGISTER LIMITED

    FRN 500546

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • SMF3 Executive Director (since 17 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Dec 2024)
    • SMF1 Chief Executive (since 17 Dec 2024)
    • SMF16 Compliance Oversight (since 16 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (since 1 Nov 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 16 Jan 2008)
    • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Oct 2006 to 19 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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