Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • SMF3 Executive Director (9 Dec 2019 to 7 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Feb 2024)
    • CF1 Director (26 May 2009 to 8 Dec 2019)
    • CF3 Chief Executive (26 May 2009 to 8 Dec 2019)
    • CF29 Significant management (26 May 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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