Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 7 Feb 2024)
- SMF1 Chief Executive (9 Dec 2019 to 7 Feb 2024)
- CF1 Director (26 May 2009 to 8 Dec 2019)
- CF3 Chief Executive (26 May 2009 to 8 Dec 2019)
- CF29 Significant management (26 May 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.