Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DWS Investments UK Limited
FRN 429806
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (14 Jul 2023 to 4 Jul 2024)
- CF30 Customer (13 Apr 2017 to 8 Dec 2019)
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DWS Alternatives Global Limited
FRN 458997
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (13 Apr 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2017)
- CF30 Customer (4 Oct 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.