Dirk Jens Stephanek

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF28 Systems and controls (25 Feb 2009 to 14 Dec 2011)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- CF28 Systems and controls (25 Feb 2009 to 14 Dec 2011)
Morgan Stanley Investment Management (ACD) Limited (no longer approved here)
FRN 230885
- CF14 Risk Assessment (12 Feb 2004 to 2 Mar 2007)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF14 Risk Assessment (1 Sep 2003 to 2 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.