Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Dec 2020 to 29 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 29 Feb 2024)
- [FCA CF] Manager of certification employee (26 Jan 2017 to 22 Feb 2024)
- [FCA CF] Client dealing (8 Jun 2016 to 29 Feb 2024)
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- [FCA CF] Material risk taker (18 Dec 2020 to 29 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 29 Feb 2024)
- [FCA CF] Client dealing (22 May 2017 to 28 Feb 2020)
- [FCA CF] Manager of certification employee (26 Jan 2017 to 28 Feb 2020)
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- [FCA CF] Manager of certification employee (26 Jan 2017 to 22 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 29 Feb 2024)
- [FCA CF] Material risk taker (8 Nov 2016 to 29 Feb 2024)
- [FCA CF] Client dealing (8 Jun 2016 to 29 Feb 2024)
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- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.