Dirk Hoffmann-Becking

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Client dealing (7 Mar 2020 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 31 Mar 2021)
    • [FCA CF] Material risk taker (7 Mar 2020 to 31 Mar 2021)
    • CF30 Customer (24 Jan 2014 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (22 Mar 2012 to 28 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.