Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Nov 2016)
    • [FCA CF] Manager of certification employee (25 Feb 2019 to 10 Dec 2020)
    • [FCA CF] Material risk taker (11 Nov 2016 to 6 Nov 2022)
    • CF30 Customer (14 Aug 2012 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Feb 2010)
    • CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 May 2005 to 15 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.