Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Client dealing (since 11 Nov 2016)
- [FCA CF] Manager of certification employee (25 Feb 2019 to 10 Dec 2020)
- [FCA CF] Material risk taker (11 Nov 2016 to 6 Nov 2022)
- CF30 Customer (14 Aug 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 17 Feb 2010)
- CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 May 2005 to 15 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.