Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (6 May 2009 to 17 Oct 2014)
    • CF21 Investment Adviser (10 Jun 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (23 May 2002 to 10 Jun 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 18 Apr 2014)
    • CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 May 2002 to 10 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 18 Apr 2014)
    • CF21 Investment Adviser (10 Jun 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (23 May 2002 to 10 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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