Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (13 Dec 2023 to 31 Oct 2024)
    • CF30 Customer (27 Jan 2014 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (13 Dec 2023 to 31 Oct 2024)
    • CF30 Customer (27 Jan 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.