Dipesh Dilip Shah

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 31 Oct 2013)
    • CF30 Customer (since 31 Oct 2013)
  • Oakdale Financial Services Ltd

    FRN 575995

    • (1)Employed By (since 10 Oct 2013)
    • (4)Employed By (27 Feb 2012 to 27 Sep 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (10 Oct 2013 to 10 Oct 2013)
    • CF1 Director (AR) (10 Oct 2013 to 10 Oct 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (27 Feb 2012 to 27 Sep 2013)
    • CF30 Customer (27 Feb 2012 to 27 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 5 Mar 2008)
    • CF22 Investment Adviser (Trainee) (14 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Oakdale Financial Services Ltd

  2. controlled function added: (4)Employed By at Oakdale Financial Services Ltd

  3. controlled function added: (1)Employed By at Oakdale Financial Services Ltd