Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 15 May 2024)
    • Appointed representative dealing with clients for which they require qualification (15 May 2024 to 3 Jun 2024)
    • Sole trader dealing with clients for which they require qualification (15 May 2024 to 19 May 2025)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 5 Jun 2024)
    • Sole trader dealing with clients for which they require qualification (1 Mar 2021 to 1 Mar 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (11 Nov 2020 to 12 Feb 2021)
    • [FCA CF] Client dealing (11 Nov 2020 to 12 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.