Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Steven John O'Neill
FRN 997666
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 15 May 2024)
- Appointed representative dealing with clients for which they require qualification (15 May 2024 to 3 Jun 2024)
- Sole trader dealing with clients for which they require qualification (15 May 2024 to 19 May 2025)
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- [FCA CF] Functions requiring qualifications (1 Sep 2021 to 5 Jun 2024)
- Sole trader dealing with clients for which they require qualification (1 Mar 2021 to 1 Mar 2021)
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- [FCA CF] Functions requiring qualifications (11 Nov 2020 to 12 Feb 2021)
- [FCA CF] Client dealing (11 Nov 2020 to 12 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
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