Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Principle Financial Services Ltd
FRN 786445
- (3)Employed By (since 18 Aug 2025)
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New Leaf Distribution Limited
FRN 460421
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 19 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (since 19 Sep 2024)
- CF30 Customer (since 23 Aug 2024)
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- Employed By (23 Aug 2024 to 18 Aug 2025)
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- Appointed representative dealing with clients for which they require qualification (2 Mar 2022 to 15 Aug 2025)
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- [FCA CF] Functions requiring qualifications (20 Oct 2020 to 1 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.