Dino Bartholomew

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PENGUIN WEALTH PLANNERS LIMITED

    FRN 830057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2023)
    • [FCA CF] Client dealing (since 12 Dec 2023)
  • ROMILLY ASSOCIATES IFA LTD (no longer approved here)

    FRN 450550

    • CF30 Customer (22 Feb 2016 to 12 Jan 2017)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (10 Nov 2008 to 1 May 2012)
    • CF1 Director (10 Nov 2008 to 1 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.