Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BLOOR HOMES LIMITED
FRN 702788
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (4 Aug 2015 to 8 Dec 2019)
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Gallos Limited
FRN 740606
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Sep 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
- CF28 Systems and controls (1 Sep 2016 to 8 Dec 2019)
- CF29 Significant management (1 Sep 2016 to 8 Dec 2019)
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Pickering Finance Limited
FRN 740610
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
- CF28 Systems and controls (1 Sep 2016 to 8 Dec 2019)
- CF29 Significant management (1 Sep 2016 to 8 Dec 2019)
- CF40 Benchmark submission (1 Sep 2016 to 8 Dec 2019)
- CF50 Benchmark administration (1 Sep 2016 to 8 Dec 2019)
- CF1 Director (1 Sep 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.