Dinesh Purushottam Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DP Financial Services Limited

    FRN 452118

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (15 May 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 May 2007 to 8 Dec 2019)
    • CF1 Director (17 Jul 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Jul 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (17 Jul 2006 to 31 Mar 2009)
  • Zigma Financial Services Limited (no longer approved here)

    FRN 464374

    • CF30 Customer (3 Apr 2012 to 30 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.