Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- CF1 Director (AR) (since 20 Nov 2023)
- CF30 Customer (20 Nov 2023 to 21 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Mar 2024)
- CF30 Customer (1 Nov 2007 to 15 Mar 2024)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
- CF1 Director (AR) (6 Mar 2006 to 15 Mar 2024)
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- Employed By (28 Apr 2015 to 25 Apr 2016)
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- (1)Employed By (3 Apr 2003 to 6 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Prema Financial Services Limited
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controlled function added: (1)Employed By at Prema Financial Services Limited