Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 26 May 2023)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF21 Investment Adviser (7 Jan 2003 to 26 Feb 2004)
    • CF1 Director (27 Feb 2002 to 26 Nov 2003)
    • CF22 Investment Adviser (Trainee) (27 Feb 2002 to 7 Jan 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2002 to 26 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.