Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Securities LLP
FRN 465131
- [FCA CF] Client dealing (since 22 Jul 2021)
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- [FCA CF] Client dealing (11 Aug 2017 to 1 Dec 2020)
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- [FCA CF] Client dealing (11 Aug 2017 to 1 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.