Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Societe Generale
FRN 124866
- [FCA CF] Material risk taker (since 20 Jul 2023)
- [FCA CF] Manager of certification employee (since 31 Jan 2018)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (24 Jul 2020 to 25 Oct 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Aug 2006 to 26 Apr 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 17 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.