Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International Bank
FRN 124659
- SMF18 Other Overall Responsibility (since 16 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (28 Oct 2013 to 6 Mar 2016)
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Goldman Sachs International
FRN 142888
- SMF18 Other Overall Responsibility (since 16 Jun 2023)
- [FCA CF] Client dealing (since 1 Aug 2021)
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- CF30 Customer (28 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (18 Nov 2011 to 20 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 20 Aug 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 20 Aug 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.