Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Material risk taker (since 22 Dec 2025)
- [FCA CF] Manager of certification employee (since 10 Jan 2023)
- [FCA CF] Client dealing (since 11 Jun 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.