Dimitrios Faliagas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zelof & Partners LLP
FRN 596483
- SMF16 Compliance Oversight (since 15 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2026)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (8 Jun 2018 to 8 Dec 2019)
- CF4 Partner (8 Jun 2018 to 8 Dec 2019)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (12 Feb 2009 to 16 Sep 2014)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.