Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 2 Mar 2023)
    • [FCA CF] Client dealing (since 23 Jan 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Managing a material risk taker (1 Jan 2018 to 16 Dec 2022)
    • [FCA CF] Material risk taker (1 Jan 2018 to 16 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 16 Dec 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2017 to 16 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2022)
    • CF30 Customer (30 Jun 2014 to 6 Mar 2016)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (12 Nov 2012 to 11 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.