Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Seaport Group Europe LLP
FRN 526965
- [FCA CF] Client dealing (since 6 Jun 2023)
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- [FCA CF] Client dealing (4 Jan 2021 to 21 Feb 2022)
- CF30 Customer (26 Aug 2010 to 10 Jan 2012)
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- [FCA CF] Client dealing (7 Mar 2016 to 24 Nov 2020)
- CF30 Customer (6 Oct 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 24 Nov 2020)
- CF30 Customer (6 Oct 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 24 Nov 2020)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (2 Jan 2013 to 30 Sep 2015)
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- CF30 Customer (14 Aug 2012 to 2 Jan 2013)
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- CF30 Customer (1 Nov 2007 to 19 May 2010)
- CF22 Investment Adviser (Trainee) (16 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.