Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Manager of certification employee (since 22 Apr 2024)
- [FCA CF] Client dealing (since 3 Apr 2023)
- [FCA CF] Material risk taker (since 20 Mar 2023)
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Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Manager of certification employee (since 22 Apr 2024)
- [FCA CF] Client dealing (since 6 Mar 2024)
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- [FCA CF] Manager of certification employee (19 Feb 2018 to 1 Feb 2023)
- [FCA CF] Client dealing (19 Feb 2018 to 1 Feb 2023)
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- [FCA CF] Client dealing (19 Feb 2018 to 1 Feb 2023)
- [FCA CF] Manager of certification employee (19 Feb 2018 to 1 Feb 2023)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (31 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (31 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (17 Sep 2008 to 8 Aug 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.