Dianne IRVINE

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T.I.M.C. Independent Financial Advisers Limited

    FRN 439451

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] CASS oversight function (20 Jan 2021 to 6 Oct 2025)
    • [FCA CF] Benchmark submission and administration (20 Jan 2021 to 6 Oct 2025)
    • [FCA CF] Proprietary trader (20 Jan 2021 to 6 Oct 2025)
    • [FCA CF] Significant management (20 Jan 2021 to 6 Oct 2025)
    • [PRA CF] Key function holder (3 Jan 2021 to 6 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 1 Aug 2012)
    • CF8 Apportionment and Oversight (20 Jan 2006 to 31 Mar 2009)
    • CF21 Investment Adviser (20 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 Jan 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jan 2006 to 8 Dec 2019)
    • CF1 Director (20 Jan 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Jan 2006 to 30 Sep 2018)
  • TIMC Independent Financial Advisers Ltd (no longer approved here)

    FRN 227552

    • Employed By (14 Aug 2003 to 21 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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