Diane MacFarlane

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • SMF3 Executive Director (since 27 Feb 2024)
    • SMF22 Other Local Responsibility (2 Jul 2021 to 27 Feb 2024)
    • [FCA CF] Material risk taker (9 May 2017 to 2 Jul 2021)
    • [FCA CF] Manager of certification employee (16 Jan 2017 to 8 Mar 2019)
    • [FCA CF] Significant management (5 Dec 2016 to 2 Jul 2021)
  • J.P. Morgan Europe Limited

    FRN 124579

    • SMF3 Executive Director (since 27 Feb 2024)
    • SMF18 Other Overall Responsibility (2 Jul 2021 to 27 Feb 2024)
    • [FCA CF] Material risk taker (9 May 2017 to 2 Jul 2021)
    • [FCA CF] Manager of certification employee (16 Jan 2017 to 8 Mar 2019)
    • [FCA CF] Significant management (5 Dec 2016 to 2 Jul 2021)
  • J.P. Morgan Securities plc

    FRN 155240

    • SMF18 Other Overall Responsibility (since 2 Jul 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (30 May 2023 to 14 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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