Diane Elizabeth Fish

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Just Financial Planning Ltd
FRN 477571
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
SMITH & PINCHING FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 186616
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2024)
- CF30 Customer (7 May 2010 to 9 Mar 2018)
- CF22 Investment Adviser (Trainee) (1 Nov 2004 to 1 Feb 2006)
OVERBURYS FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 537653
- (7)Employed By (19 Jan 2011 to 9 Mar 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.