Diane Debiais

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (23 May 2022 to 6 Feb 2023)
    • [FCA CF] Material risk taker (2 Sep 2021 to 6 Feb 2023)
    • [FCA CF] Client dealing (12 Dec 2017 to 6 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (23 May 2022 to 6 Feb 2023)
    • [FCA CF] Material risk taker (2 Sep 2021 to 6 Feb 2023)
    • [FCA CF] Client dealing (12 Dec 2017 to 6 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (2 Sep 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2023)
    • CF30 Customer (29 Dec 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.