Diane Christine Allan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALLAN INVESTMENT MANAGEMENT LIMITED

    FRN 446801

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (1 Mar 2006 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Mar 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Mar 2006 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Mar 2006 to 8 Dec 2019)
    • CF1 Director (1 Mar 2006 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 7 Jun 2006)
  • Bowker Davies Dodgson Ltd (0134) (no longer approved here)

    FRN 179831

    • Employed By (8 Jan 2004 to 7 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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