Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 6 May 2022)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Nov 2020)
- CF21 Investment Adviser (15 Aug 2002 to 22 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.