Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [FCA CF] Client dealing (since 16 Jan 2023)
- [FCA CF] Manager of certification employee (6 Jan 2025 to 25 Jun 2025)
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- [FCA CF] Manager of certification employee (16 Mar 2021 to 4 Jul 2022)
- [FCA CF] Client dealing (16 Apr 2018 to 4 Jul 2022)
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- CF30 Customer (10 Aug 2016 to 7 Dec 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.