Diana Ellis Barham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (1 Nov 2007 to 17 Aug 2015)
    • CF21 Investment Adviser (18 Dec 2002 to 31 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 18 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (18 Dec 2002 to 1 Aug 2005)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 18 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 18 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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