Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Manager of certification employee (23 Mar 2020 to 28 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2020)
    • CF30 Customer (20 Aug 2015 to 8 Dec 2019)
    • CF26 Customer Trading (27 Mar 2006 to 24 Aug 2007)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (23 Mar 2020 to 28 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2020)
    • CF30 Customer (20 Aug 2015 to 8 Dec 2019)
    • CF26 Customer Trading (27 Mar 2006 to 24 Aug 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (23 Mar 2020 to 28 Jul 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jul 2020)
    • CF30 Customer (20 Aug 2015 to 6 Mar 2016)
    • CF26 Customer Trading (27 Mar 2006 to 24 Aug 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (16 Apr 2013 to 8 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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