Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (11 Apr 2008 to 7 Aug 2009)
    • CF21 Investment Adviser (22 Feb 2005 to 10 May 2005)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (11 Apr 2008 to 7 Aug 2009)
    • CF21 Investment Adviser (22 Feb 2005 to 10 May 2005)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (27 Dec 2002 to 14 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.