Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ashmore Investment Management Limited
FRN 185402
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (1 Sep 2017 to 8 Dec 2019)
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Ashmore Investment Advisors Limited
FRN 611412
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (20 Nov 2013 to 6 Jun 2017)
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- CF30 Customer (1 Dec 2009 to 6 Jun 2017)
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- CF30 Customer (18 Mar 2009 to 6 Jun 2017)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2017)
- CF27 Investment Management (1 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.